financial planning and investment management

Quarterly review meetings and regular evaluations of your financial plan and portfolio keep the communication channels flowing. You bring your questions and we give you answers and analysis. There is never a charge for these meetings and any other discussions you may have with your Stepp & Rothwell advisor because they are included as part of your annual retainer fee. We know you need somebody to talk to — we’re ready to listen.

As your financial plan takes shape, it impacts all areas of your life. We know that you may already have trusted advisors for your legal and tax issues, so we invite you to bring them in as part of your planning team. Stepp & Rothwell works closely with your professional advisors such as your attorney, accountant, and broker, to encourage active participation in aligning your financial strategies.

In fact, our clients have commented that with Stepp & Rothwell in a leadership position during these joint meetings, they feel that, for the first time, everybody is “on the same page” regarding their needs and objectives. And, although we do not explicity provide legal advice or prepare income tax returns, our professionals are very knowledgeable in many of these areas and can provide valuable input and guidance during your “team” meetings.

The result is professional discussion, consideration and analysis — focused on you and your needs.


  • Quarterly meetings
  • Answers to your questions
  • Collaboration with your
    attorneys, advisors, and accountants
  • Professional coordination
  • Your team working for you

Thorough quarterly check-ups keep your plan in top shape.